UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR 12(g) OF
THE SECURITIES EXCHANGE ACT OF 1934
Capital One Financial Corporation
(Exact name of registrant as specified in its charter)
Delaware | 54-1719854 | |
(State or other jurisdiction of incorporation or organization) |
(I.R.S. Employer Identification No.) |
1680 Capital One Drive McLean, Virginia 22102 |
22102 | |
(Address of principal executive offices) | (Zip Code) |
Securities to be registered pursuant to Section 12(b) of the Act:
Title of each class to be so registered |
Name of each exchange on which each class is to be registered | |
0.800% Senior Notes due 2024 | New York Stock Exchange | |
1.650% Senior Notes due 2029 | New York Stock Exchange |
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c) or (e), check the following box. ☒
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e), check the following box. ☐
If this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box. ☐
Securities Act registration statement or Regulation A offering statement file number to which this form relates: 333-223608
(if applicable)
Securities to be registered pursuant to Section 12(g) of the Act:
None
(Title of Class)
INFORMATION REQUIRED IN REGISTRATION STATEMENT
Item 1. | Description of Registrants Securities to be Registered. |
The securities to be registered hereby are 750,000,000 aggregate principal amount of 0.800% Senior Notes due 2024 (the 2024 Notes) and 500,000,000 aggregate principal amount of 1.650% Senior Notes due 2029 (the 2029 Notes and, together with the 2024 Notes, the Notes) of Capital One Financial Corporation (the Company). The descriptions set forth under the sections Description of the Notes in the prospectus supplement dated June 5, 2019, as filed with the Securities and Exchange Commission (the Commission) on June 6, 2019 pursuant to Rule 424(b) under the Securities Act of 1933, as amended, to the prospectus (the Base Prospectus) included in the Companys automatic shelf registration statement on Form S-3 (No. 333-223608), as filed with the Commission on March 13, 2018, and the descriptions set forth under the sections Description of Debt Securities of the Base Prospectus are incorporated herein by reference.
Item 2. | Exhibits. |
The following exhibits are filed as a part of this Registration Statement:
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.
CAPITAL ONE FINANCIAL CORPORATION | ||||
Dated: June 12, 2019 |
By: |
/s/ Matthew W. Cooper | ||
Matthew W. Cooper | ||||
General Counsel |