SEC FORM 13F-HR

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE

OMB APPROVAL
OMB Number:3235-0006
Expires:Oct 31, 2018
Estimated average burden
hours per response:23.8

Report for the Calendar Year or Quarter Ended:03-31-2022
Check here if Amendment  Amendment Number:
This Amendment (Check only one.):  is a restatement.
  adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name:CAPITAL ONE FINANCIAL CORP
Address:1680 CAPITAL ONE DRIVE
SUITE 1400
MCLEAN, VA  22102
Form 13F File Number:028-12320

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:
Name:D Corey Lawson
Title:Chief Compliance Officer
Phone:202-539-1039
Signature, Place, and Date of Signing:
D Corey LawsonMcLeanVA04-13-2022
[Signature][City, State][Date]
Report Type (Check only one.):
X13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)
  13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)
  13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)
Form 13F Summary Page
Report Summary:
Number of Other Included Managers:1
Form 13F Information Table Entry Total:91
Form 13F Information Table Value Total:141,387
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]
No.Form 13F File NumberName
1028-19007Capital One Investing, Inc.

SEC FORM 13-F Information Table

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL
OMB Number:3235-0006
Expires:Oct 31, 2018
Estimated average burden
hours per response:23.8

COLUMN 1COLUMN 2COLUMN 3COLUMN 4COLUMN 5COLUMN 6COLUMN 7COLUMN 8
VALUESHRS ORSH/PUT/INVESTMENTOTHERVOTING AUTHORITY
NAME OF ISSUERTITLE OF CLASSCUSIP(x$1000)PRN AMTPRNCALLDISCRETIONMANAGERSOLESHAREDNONE
ABBOTT LABSCOM0028241004523,815SH DFND 003,815
ABBVIE INCCOM00287Y1095923,650SH DFND 003,650
ALLIANCE RESOURCE PARTNERS LUT LTD PART01877R10822814,781SH DFND 0014,781
AMAZON COM INCCOM023135106480147SH DFND 00147
AMGEN INCCOM0311621002611,079SH DFND 001,079
ANALOG DEVICES INCCOM0326541054422,673SH DFND 002,673
APPLE INCCOM0378331001,96811,270SH DFND 0011,270
CISCO SYS INCCOM17275R1022624,702SH DFND 004,702
DANAHER CORPORATIONCOM2358511023521,200SH DFND 001,200
DARDEN RESTAURANTS INCCOM2371941052261,700SH DFND 001,700
DISNEY WALT COCOM2546871066824,975SH DFND 004,975
ENTERPRISE PRODS PARTNERS LCOM2937921072329,000SH DFND 009,000
FACEBOOK INCCL A30303M1022701,216SH DFND 001,216
GENERAL ELECTRIC COCOM3696041032432,661SH DFND 002,661
GOLDMAN SACHS ETF TRACTIVEBETA US LG3814305032,00622,528SH DFND 0022,528
GOLDMAN SACHS ETF TRACTIVEBETA INT3814301079,943303,775SH DFND 00303,775
GOLDMAN SACHS ETF TRACTIVEBETA EME3814302063,09791,413SH DFND 0091,413
HOME DEPOT INCCOM4370761021,1693,904SH DFND 003,904
HONEYWELL INTL INCCOM4385161063091,591SH DFND 001,591
INVESCO EXCH TRADED FD TR IIS&P500 LOW VOL46138E3546349,445SH DFND 009,445
INVESCO EXCH TRADED FD TR IIS&P SMLCP LOW46138G10263612,970SH DFND 0012,970
INVESCO EXCHANGE TRADED FD TS&P500 QUALITY46137V2411,03920,810SH DFND 0020,810
ISHARES INCMSCI EMERG MKT46434G88954611,284SH DFND 0011,284
ISHARES INCMSCI EMERG MRKT4642865332,38239,033SH DFND 0039,033
ISHARES INCCORE MSCI EMKT46434G1032,51945,351SH DFND 0045,351
ISHARES TRNATIONAL MUN ETF4642884145064,612SH DFND 004,612
ISHARES TRTIPS BD ETF4642871763,54328,444SH DFND 0028,444
ISHARES TRMSCI USA MIN VOL46429B69710,977141,511SH DFND 00141,511
ISHARES TR0-5 YR TIPS ETF46429B7478147,758SH DFND 007,758
ISHARES TRMSCI USA QLT FCT46432F3397,09952,730SH DFND 0052,730
ISHARES TRMSCI INTL MULTFT46434V27490732,768SH DFND 0032,768
ISHARES TRU.S. MED DVC ETF4642888102243,672SH DFND 003,672
ISHARES TRJPMORGAN USD EMG4642882812,25523,068SH DFND 0023,068
ISHARES TRMSCI USA VALUE46432F3884,60744,055SH DFND 0044,055
ISHARES TRCORE MSCI TOTAL46432F8341,52522,902SH DFND 0022,902
ISHARES TRUS TREAS BD ETF46429B2673,056122,685SH DFND 00122,685
ISHARES TRBARCLAYS 7 10 YR4642874403162,939SH DFND 002,939
ISHARES TRPFD AND INCM SEC4642886872206,037SH DFND 006,037
ISHARES TRMSCI EAFE MIN VL46429B6896,32687,691SH DFND 0087,691
ISHARES TRISHS 5-10YR INVT4642886383596,536SH DFND 006,536
ISHARES TRIBOXX INV CP ETF4642872425404,465SH DFND 004,465
ISHARES TRCORE INTL AGGR46435G6721,51429,047SH DFND 0029,047
ISHARES TRCORE US AGGBD ET4642872269939,276SH DFND 009,276
ISHARES TRUSD INV GRDE ETF4642886204,17675,863SH DFND 0075,863
ISHARES TRRUS TP200 GR ETF4642894382561,610SH DFND 001,610
ISHARES TRCORE MSCI EAFE46432F84295213,695SH DFND 0013,695
ISHARES TRISHS 1-5YR INVS4642886462875,556SH DFND 005,556
ISHARES TRCORE S&P500 ETF4642872001,5273,366SH DFND 003,366
ISHARES TRMSCI USA MMENTM46432F3965,22531,049SH DFND 0031,049
JPMORGAN CHASE & COCOM46625H1006094,467SH DFND 004,467
L3HARRIS TECHNOLOGIES INCCOM5024311097593,054SH DFND 003,054
LILLY ELI & COCOM5324571082,0057,000SH DFND 007,000
LOCKHEED MARTIN CORPCOM5398301094891,107SH DFND 001,107
MCDONALDS CORPCOM5801351011,0324,174SH DFND 004,174
MICROSOFT CORPCOM5949181043,22710,465SH DFND 0010,465
NXP SEMICONDUCTORS N VCOMN6596X1092311,250SH DFND 001,250
PACER FDS TRTRENDP US LAR CP69374H1052847,307SH DFND 007,307
PAYCHEX INCCOM7043261073872,839SH DFND 002,839
PEPSICO INCCOM7134481082021,204SH DFND 001,204
PIMCO ETF TRACTIVE BD ETF72201R7753573,510SH DFND 003,510
PIMCO ETF TRSHTRM MUN BD ACT72201R8743336,671SH DFND 006,671
PIMCO ETF TRINTER MUN BD ACT72201R8662,62849,591SH DFND 0049,591
PROCTER AND GAMBLE COCOM7427181093512,300SH DFND 002,300
QUALCOMM INCCOM7475251032851,862SH DFND 001,862
RAYTHEON TECHNOLOGIES CORPCOM75513E1013523,553SH DFND 003,553
SCHWAB STRATEGIC TRSCHWAB FDT US SC8085247631,17021,881SH DFND 0021,881
SCHWAB STRATEGIC TRSCHWB FDT INT LG80852475564419,967SH DFND 0019,967
SELECT SECTOR SPDR TRTECHNOLOGY81369Y8033732,344SH DFND 002,344
SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y2098035,864SH DFND 005,864
SELECT SECTOR SPDR TRSBI CONS DISCR81369Y4072501,354SH DFND 001,354
SPDR INDEX SHS FDSPORTFOLIO DEVLPD78463X88971620,885SH DFND 0020,885
SPDR S&P 500 ETF TRTR UNIT78462F1031,5163,356SH DFND 003,356
SPDR SER TRBLMBRG BRC CNVRT78464A3592182,828SH DFND 002,828
SPDR SER TRBLOMBERG BRC INV78468R2001,92363,086SH DFND 0063,086
SPDR SER TRPORTFLI TIPS ETF78464A6562,01366,537SH DFND 0066,537
SPDR SER TRNUVEEN BLMBRG SR78468R73992019,434SH DFND 0019,434
THERMO FISHER SCIENTIFIC INCCOM883556102384650SH DFND 00650
UNION PAC CORPCOM9078181083781,382SH DFND 001,382
UNITED PARCEL SERVICE INCCL B9113121063221,501SH DFND 001,501
VANGUARD BD INDEX FDSTOTAL BND MRKT9219378355,00562,923SH DFND 0062,923
VANGUARD CHARLOTTE FDSINTL BD IDX ETF92203J4076,243119,059SH DFND 00119,059
VANGUARD INDEX FDSVALUE ETF9229087449576,479SH DFND 006,479
VANGUARD INDEX FDSSM CP VAL ETF9229086112351,338SH DFND 001,338
VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF9220428582906,279SH DFND 006,279
VANGUARD MALVERN FDSSTRM INFPROIDX9220208052,61751,104SH DFND 0051,104
VANGUARD MUN BD FDSTAX EXEMPT BD9229077466,446125,038SH DFND 00125,038
VANGUARD SCOTTSDALE FDSINTER TERM TREAS92206C7061,50623,938SH DFND 0023,938
VANGUARD SCOTTSDALE FDSINT-TERM CORP92206C8702,65330,839SH DFND 0030,839
VANGUARD SPECIALIZED FUNDSDIV APP ETF9219088444622,848SH DFND 002,848
VANGUARD WHITEHALL FDSEMERG MKT BD ETF9219468854145,930SH DFND 005,930
VERIZON COMMUNICATIONS INCCOM92343V1042244,404SH DFND 004,404