UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 31-March-2010 Check here if Amendment [_]; Amendment Number: ------------------- This Amendment {Check only one.): [_]; is a restatement. [_]; adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Capital One Financial Corporation Address: 1680 Capital One Drive McLean, VA 22102 Form 13F File Number: 028-12320 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person signing this report on behalf of Reporting Manager: Name: Matthew J. Murphy Title: Head of Brokerage, Trust, COAM Phone: 631-577-5801 Signature, Place, and Date of Signing: /s/ Matthew J. Murphy Melville, New York May 5, 2010 - -------------------------- ------------------------- ------------------------- (Signature) (City, State) (Date) Report Type (Check only one): [_] 13F HOLDINGS REPORT. (Check here if all holdings qf this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager (s).} [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager (s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-931 Capital One, National Association - ---------- --------------------------------------- [Repeat as necessary.]
FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 24 Form 13F Information Table Value Total: $6,394 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 341 4075 SH SOLE 0 0 4075 AT&T INC COM 00206R102 162 6264 SH SOLE 0 0 6264 AUTOMATIC DATA PROCESSING IN COM 053015103 293 6590 SH SOLE 0 0 6590 BP PLC SPONSORED ADR 055622104 254 4450 SH SOLE 0 0 4450 BRISTOL MYERS SQUIBB CO COM 110122108 292 10945 SH SOLE 0 0 10945 CHEVRON CORP NEW COM 166764100 302 3977 SH SOLE 0 0 3977 COCA COLA CO COM 191216100 340 6179 SH SOLE 0 0 6179 CONOCOPHILLIPS COM 20825C104 193 3763 SH SOLE 0 0 3763 DIAGEO P L C SPON ADR NEW 25243Q205 267 3957 SH SOLE 0 0 3957 DU PONT E I DE NEMOURS & CO COM 263534109 200 5376 SH SOLE 0 0 5376 EMERSON ELEC CO COM 291011104 346 6875 SH SOLE 0 0 6875 FPL GROUP INC COM 302571104 238 4930 SH SOLE 0 0 4930 ILLINOIS TOOL WKS INC COM 452308109 253 5351 SH SOLE 0 0 5351 ISHARES TR INDEX BARCLY USAGG B 464287226 222 2134 SH SOLE 0 0 2134 ISHARES TR INDEX BARCLYS TIPS BD 464287176 194 1869 SH SOLE 0 0 1869 JOHNSON & JOHNSON COM 478160104 314 4810 SH SOLE 0 0 4810 MCDONALDS CORP COM 580135101 259 3876 SH SOLE 0 0 3876 MICROSOFT CORP COM 594918104 251 8576 SH SOLE 0 0 8576 PRICE T ROWE GROUP INC COM 74144T108 374 6812 SH SOLE 0 0 6812 PROCTER & GAMBLE CO COM 742718109 238 3764 SH SOLE 0 0 3764 TOTAL S A SPONSORED ADR 89151E109 227 3921 SH SOLE 0 0 3921 TRAVELERS COMPANIES INC COM 89417E109 282 5236 SH SOLE 0 0 5236 V F CORP COM 918204108 313 3904 SH SOLE 0 0 3904 VERIZON COMMUNICATIONS INC COM 92343V104 239 7697 SH SOLE 0 0 7697